Waystone Regulatory Status

See below the regulatory status of each of the Waystone group of companies.

Ireland

Waystone Management Company (IE) Limited

Regulated by the Central Bank of Ireland as an Alternative Investment Fund Manager (AIFM) and as a Manager of Units in Collective Investment Structures (UCITS). Registered with the US Securities and Exchange Commission (SEC) as and Exempt Reporting Advisor (ERA). Registered with the Ontarion Securities Commission as an Exempt, Non-Resident Investment Fund Manager.

Waystone Investment Management (IE)

Regulated by the Central Bank of Ireland as a MiFID firm, cannot hold investor money. Also registered with the NFA as an a Commodity Pool Operator (CPO), Commodities Trading Advisor (CTA) and is a Swap Firm Approved.

Waystone Administration Solutions (IE) Limited

Fund administrator authorised by the Central Bank of Ireland under Section 10 of the Investment Intermediaries Act, 1995 (as amended).

Waystone Fund Administrators (IE) Limited

Provides fund administration services and is authorised by the Central Bank of Ireland as an Investment Business Firm.

Waystone Centralised Services (IE) Limited

Authorised by the Irish Department of Justice as a Trust and Company Services Provider.

Waystone Corporate Services (IE) Limited

Authorised by the Irish Department of Justice as a Trust and Company Services Provider.

UK

Waystone Capital Solutions (UK) Limited

Authorised by the Financial Conduct Authority (FCA) for the provisaion of investment advice and arranging deals in investments.

Waystone Management (UK) Limited

Authorised by the Financial Conduct Authority (FCA) to Manage UK UCITS, authorised and unauthorised Alternative Investment Funds.

Link Fund Administrators Ltd

Provides fund administration services and is regulated by the Financial Conduct Authority (FCA) as an Article 3 MiFID exempt firm.

Link Financial Investments Ltd

Acts as an ISA Manager and regulated by the FCA as a MiFID firm.

Link Alternative Fund Administrators Limited.

Provides fund administration services and is registered with HM Revenue and Customs for the purposes of the Money Laundering Terrorist Financing and Transfer of Funds Regulations.

Luxembourg

Waystone Corporate Services (Lux) SA

Regulated by the CSSF as a specialised Professionel du Secteur Financier (PSF).

Waystone Administration Solutions (Lux) S.A.

Regulated by the CSSF as a “Professionals of the Financial Sector” (PSF).

Waystone Management Company (IE) Limited – Luxembourg Branch

Branch of the Irish AIFM and UCITS management company, approved by the Central Bank of Ireland to manage AIFs and UCITS domiciled in Luxembourg.

Waystone Management Company (Lux) SA

Regulated by the Commission de Surveillance du Secteur Financier (CSSF) as an Alternative Investment Fund Manager (AIFM) and as a Manager of Units in Collective Investment Structures (UCITS). Report to the US Securities and Exchange Commission (SEC) as an Exempt Reporting Adviser (ERA).

KBA Fund Consulting SA

Regulated by the Commission de Surveillance du Secteur Financier (CSSF) as an Alternative Investment Fund Manager (AIFM) and as a Manager of Units in Collective Investment Structures (UCITS).

Grand Cayman

Waystone Asset Management (Cayman) Ltd

Regulated by the Cayman Islands Monetary Authority as Securities Investment Business Act (“SIBA”) Registered Person.

Waystone Corporate Services (Cayman) Ltd

Regulated by the Cayman Islands Monetary Authority as Company Manager with a Company Management Licence.

Waystone Governance Ltd

Regulated by the Cayman Islands Monetary Authority as Company Manager with a Company Management Licence.

Switzerland

Waystone Fund Services (Switzerland) SA

Regulated by FINMA as a Swiss Representative of Foreign Collective Investment Schemes.

Bermuda

Waystone Administration Solutions (BDA) Limited

Licensed by the Bermuda Monetary Authority as a fund administrator under the Fund Administration Provider Business Act of 2019.

Hong Kong

Waystone Governance (HK) Limited

Registered with the Hong Kong Registry for Trust and Company Service Providers as a Trust or Company Service Provider (“TCSP”).

United Arab Emirates

Waystone Compliance Solutions (Middle East) Limited

Registered with the Dubai Financial Services Authority as a Company Service Provider.